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TENDER NOTICE:TENDER FOR PROVISION OF ANTI-MONEY LAUNDERING MONITORING SYSTEM

CHINA MERCHANTS SECURITIES INTERNATIONAL COMPANY LIMITED

(“CMSI”)

 

TENDER NOTICE

 

TENDER FOR PROVISION OF 

ANTI-MONEY LAUNDERING MONITORING SYSTEM

[Tender Ref.:  PT_ITD-2022-004]

 

 

1.    Background Information 

In accordance with the SFC's requirements (Transaction monitoring systems and processes - Sections 5.4 to 5.8) - Guideline on Anti-Money Laundering and Counter Financing of Terrorism (For Licensed Corporations), CMSI must establish and maintain adequate systems and processes (e.g. the use of large transaction exception reports which help CMSI to stay apprised of operational activities) to monitor transactions. The design, degree of automation and sophistication of transaction monitoring systems and process should be developed appropriately having regard factors including (a) the size and complexity of business; (b) the ML/TF risks arising from its business; (c) the nature of its systems and controls; (d) the monitoring procedures that already exist to satisfy other business needs; and (e) the nature of the products and services provided (which includes the means of delivery or communication

 

2.    Scope of Services

  Scope of services include the provision of anti-money laundering monitoring system.

 

3.    Schedule of Tendering 

The tentative schedule of tender is set out below and any change to the schedule will be confirmed by tender document or e-mail to Tenderers.

Activity

Key Date

Signed & Returned Non-Disclosure Letter

March 16, 2022 at 11:59 pm

Tender Documents Release

March 17, 2022

Date for Lodging of Tender

April 8, 2022

Award of Contract

By the end of April 2022

 

 

4.    Expressions of Interest

To be considered for prequalification, interested parties having relevant resources, qualifications and experience are requested to sign non-disclosure letter as below attached and return to procurement@cmschina.com.hk and quote Tender Ref :  PT_ITD-2022-004.

 


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