CHINA MERCHANTS SECURITIES INTERNATIONAL COMPANY LIMITED
(“CMSI”)
TENDER NOTICE
TENDER FOR PROVISION OF
ANTI-MONEY LAUNDERING MONITORING SYSTEM
[Tender Ref.: PT_ITD-2022-004]
1. Background Information
In accordance with the SFC's requirements (Transaction monitoring systems and processes - Sections 5.4 to 5.8) - Guideline on Anti-Money Laundering and Counter Financing of Terrorism (For Licensed Corporations), CMSI must establish and maintain adequate systems and processes (e.g. the use of large transaction exception reports which help CMSI to stay apprised of operational activities) to monitor transactions. The design, degree of automation and sophistication of transaction monitoring systems and process should be developed appropriately having regard factors including (a) the size and complexity of business; (b) the ML/TF risks arising from its business; (c) the nature of its systems and controls; (d) the monitoring procedures that already exist to satisfy other business needs; and (e) the nature of the products and services provided (which includes the means of delivery or communication
2. Scope of Services
Scope of services include the provision of anti-money laundering monitoring system.
3. Schedule of Tendering
The tentative schedule of tender is set out below and any change to the schedule will be confirmed by tender document or e-mail to Tenderers.
Activity | Key Date |
Signed & Returned Non-Disclosure Letter | March 16, 2022 at 11:59 pm |
Tender Documents Release | March 17, 2022 |
Date for Lodging of Tender | April 8, 2022 |
Award of Contract | By the end of April 2022 |
4. Expressions of Interest
To be considered for prequalification, interested parties having relevant resources, qualifications and experience are requested to sign non-disclosure letter as below attached and return to procurement@cmschina.com.hk and quote Tender Ref : PT_ITD-2022-004.
Attachment